CHAPTER 1
UNDERSTANDING THE CONCEPT OF ADR
A. INTRODUCTORY REFLECTIONS
1. What is Law?
2. What are the Characteristics of a Good Law?
3. What is a Legal System?
4. What are the Qualities of a Good Legal System?
(a) Easy
(b) Detailed
(c) Predictable
(d) Accessible
(e) Flexible
(f) Ethical
(g) Effective
5. Why Do We Need A Good Judicial System?
(a) Search for A Better Approach
(b) Court Is Not The Only Place
B. MAJOR ISSUES RELATING TO ADR
1. What Is An ADR?
(a) Alternative Method
(b) ADR - A Garland of Diverse Mechanisms
(c) Non-Judicial procedure
(d) Out of Court Approach
(e) Complementary to Courts
(f) Taxonomy of ADR: Different Nomenclatures
(i) ADR - "Alternative" Dispute Resolution
(ii) ADR - “Additional” Dispute Resolution
(iii) ADR- “Amicable” Dispute Resolution
(iv) ADR - "Appropriate" Dispute Resolution
(v) ADR - "Assisted" Dispute Resolution
(vi) ADM - "A...... Dispute Management"
(vii) ADM - "A...... Decision-Making"
2. Why should we have ADR Movement in India?
(a) General
(b) Reasons to Promote ADR In India
(i) Speedy Relief
(ii) Economical Alternative
(iii) Best Approach
(iv) Simple Modus Operandi
(v) More Co-operative And Less Competitive
(vi) Other Reasons
(c) Precautions In Working Out A Scheme of ADR
3. Whether ADR Time Has Come?
(a) Providing Machinery For Effective Enforcement of Rights
(b) Why Does ADR Lead to Better Results?
(i) Diverse Approaches
(ii) Participation of Parties
(iii) Role of Neutral
(iv) Justice, Equity & Good Conscience
(v) Problem-Solving Approach
(vi) Domestic and Global Level Success
(vii) Specially Suited Approach
(viii) Complete Commercial Solutions
C. WHAT ARE DIVERSE METHODS OF ADR?
(I) Informal Methods
(1) Forceful Private Enforcement
(2) Escaping
(3) Belief In God’s Justice
(4) Decision By Societies’ Representative Body
(5) Advice of Elderly People
(6) Apology of Guilt
(7) Nyaya Panchyats
(II) Advance Methods
1. Negotiation
(a) Benefits of Negotiation
(b) Fundamentals of Negotiation
(i) Eagerness
(ii) Influence
(iii) Time Constraints
(iv) Realization of Worthiness
(v) Identification of Issues
(vi) Area of Accord
(vii) Consensual Participation
(c) A Mixed Motive Exchange
(d) Qualities of Good Negotiator
(i) Concession-Making Process
(ii) Strategies Employed by Negotiator
(iii) Right Place & Right Atmosphere of Empathy & Sympathy
(iv) BATNA & WATNA
2..... Mediation and Conciliation
(a) General
(i) Mediation and Conciliation- Interchangeable Terms
(ii) Mediation and Conciliation-Definitions
(iii) Arbitration, Mediation and Conciliation-Distinction
(b) Elements in Mediation
(c) Mediation: Its Stages
(d) Conciliator and Mediator
(i) Qualities of Mediator and Conciliator
(1) Understanding
(2) Judgment
(3) Intuition
(4) Creativity
(5) Trustworthiness
(6) Authority
(7) Empathy
(8) Constructiveness
(9) Flexibility
(10) Independence
(ii) Selection of Mediator and Conciliator
(e) Strategies in Mediation
(f) Methods of Mediation
(i) Three Layer Mediator Panel
(ii) Rent a Judge Program
(iii) Quick Look Proceedings
(iv) Mini Trials
(g) Types of Disputes Resolved by Mediation
(h) Mediation - A Season for All Things
(i) Mediation in Business and Commerce
(ii) Advantages of Mediation
(1) Root Causes of the Problems
(2) Communicative
(3) Affable Neutrals
(4) Pleasant Process
(5) Voluntary Modus Operandi
(6) Reduce Tensions
(7) Easy Training
(8) Speedier, Less Costly & Fairer
(9) Dynamic Mediator
(10) Both Parties Winner
(iii) Global Relevance
(iv) Future of Mediation
3..... Arbitration
(a)... General
(b).. Arbitration Proceedings
(c)... Arbitrators
(d).. Species of Arbitration
(i) Commercial/Contractual Arbitration
(1) Contractual Arbitration
(2) Other Forms of Contract Arbitration
(ii) Labour Arbitration
(iii) Judicial Arbitration
(iv) Court-Annexed Arbitration
(v) Fast-Track Arbitration
(vi) Ad-hoc Arbitration
(vii) Institutional Arbitration
(viii) Statutory Arbitration
(e) Advantages of Arbitration
(i) Final & Binding
(ii) Greater International Recognition
(iii) Neutrality & Mutuality
(iv) Choice of Arbitrators
(v) Faster & Less Expensive
(vi) Confidentiality
(III) Hybrid Techniques
1. Mediation-Arbitration (Med-Arb)
(a) General
(b) Selection of a Med-Arb Facilitator
(c) Variations of Med-Arb
(i) Shadow Mediation
(ii) Mediation Final Offer Selection (MFOS)
(iii) Concilio-Arbitration
(d) Advantages of Med-Arb
(e) Drawbacks of Med-Arb
2. Mini-Trial
(a) General
(b) Mini-Trial Proceedings
(c) Role of the Neutral Adviser
(d) Selection of Neutral Facilitator
(e) Nature of Cases for Mini-Trial
3. Neutral Listener Agreement
4. MEDOLA
5. Rent A Judge
6. Michigan Mediation (Pre-Trial Mediation)
7. Final Offer Arbitration
8. Court Attached ADR System
9. Court Ordered and Court Annexed Arbitration
10. Concilio-Arbitration
11. Court-Annexed Mediation
12. Judicial Settlement Conferences
13. Settlement Weeks
14. Neutral Expert Fact Finding
(a) General
(b) The Neutral Fact-Finding Expert
(c) Early Neutral Evaluation
15. Judge Conciliators
16. Multi-Door Court House
17. Pre-Trials
(a) Purpose of Pre-Trial
(b) Procedure
18. Self Government Courts
19. Lok Adalats
(a) General
(b) Objectives of Lok Adalat Movement
(c) Mini Lok Adalats
20. Village Courts (Gram Nyayalayas)
21. Mediation Centers
22. Centers for Women
23. Students Legal Services Clinic (SLSC)
24. Mobile Courts
25. Conciliation Courts
26. Family Group Conference
27. Collaborative Law
28. Ombuds
29. Online Dispute Resolution
30. Cooperative Problem-Solving
31. Dispute Panels
32. Peer Review
33. Partnering
34. Negotiated Rule Making
35. Interest-Based Problem-Solving
36. Facilitation
D. PROCESS SELECTION- ROLE OF COUNSELING
CHAPTER-2
DEVELOPMENT OF ADR
A. HISTORICAL PERSPECTIVES
1. Fight & Might to Social Discipline
2. King Guided By Sacred Documents
B. ADR IN ANCIENT INDIA
1. Existence of Courts
2. ADR in Ancient India
(a) Diverse Categories of Courts in Ancient India
(i) Kula (Gatherings or Family Council)
(ii) Shreni (Corporation)
(iii) Gana (Area Assembly)
(iv) Adhikrita
(v) Nripa
(vi) Pratistitha
(vii) Mudrita
(viii) Sasita
(b) Jurisdiction
3. ADR in Mughal Period
(a) Classification of Courts
(b) Caste Courts and Panchayats
C. DEVELOPMENT OF NYAYA PANCHAYATS IN INDIA
1. Ancient Tradition
2. Nyaya Panchayats in Ancient India
3. Nyaya Panchayats in British India
4. Nyaya Panchayats in Independent India
D. ADR DURING BRITISH REGIME
1. Impact of English Rule
2. ADR in British Command
(a) Diverse Regulations
(b) Civil Procedure Codes
(c) Law Relating to Contract
(d) Specific Relief Act, 1877
(e) Arbitration Act, 1899
(f) Arbitration Act, 1940
E. ADR IN INDEPENDENT INDIA
1. Situation before 1996
2. Factors Leading to Arbitration and Conciliation Act, 1996
(a) Condemnation by Courts
(b) Recommendations of RAC
(c) Recommendations of Law Commission and Malimath Committee
(d) Meeting of the Chief Ministers and Chief Justices
(e) Representations from Various Bodies
(f) Calcutta Resolution, 1994
(g) UNCITRAL Model Law
3. Enactment of Arbitration and Conciliation Act, 1996 .7
(a) Bill on Law of Arbitration and Conciliation
(b) Salient Features of Arbitration and Conciliation Act 1996
(c) 1996 Act- An Improvement over the Model Law
F. INFORMAL DISPUTE RESOLUTION- A GLOBAL PRACTICE
G. ADR- A TRADITION IN ALL COUNTRIES
CHAPTERS-3
INDIAN JUDICIARY AND JUSTICE
A. CIVILIZED GOVERNANCE AND RIQHT OF JUSTICE
1. What is Judiciary?
2. Why Justice Is So Important?
3. Administration of Justice
B. A CONSPECTUS OF INDIAN JUDICIAL SYSTEM
1. Be Buried or Build Anew- Justice V. R. Krishna Iyer
2. Is Indian Judicial System Collapsing?
(a) Basis of Pyramid of Justice Shaking:-Subordinate Judiciary
(b) Confidence in Judicial System Trembling
3. Hunt For Cheap, Simple & Speedy Options
C. DRAWBACKS OF INDIAN JUDICIAL PANOROMA
1. Anglo-Saxon Legacy
2. Severity and Enormity of Judicial Crisis
(a) Appearances of Cracks & Fatigue
(b) Limitations of Indian Judicial Format
(1) Crashing Under Weight of Arrears
(i) Falling Standards of Superior Judiciary
(ii) Enormous Inflow of Cases & Heavy Arrears
(iii) Highlighting Ancillary Channels
(2) Low Ratio of Judges to Population
(i) Comparison With Developed Countries
(ii) Unfilled Vacancies
(iii) Gigantic Task before Indian Judiciary
(iv) Augmentation of Judges Strength
(3) Inquisitorial Role of Judge
(i) Need of Inquisitorial System
(ii) German Legal System: A Model
(4) Delay-Scourge of Indian Legal System
(i) Courts of Giving Dates
(ii) Reasons of Delay
(a) Service of Summons
(b) Frequent Adjournments
(c) Lengthy Arguments
(d) Liberal System of Appeals
(e) Bonafide Justice-Correction not Rejection
(5) Outdated Methodology & Need of Judicial Training
(i) Integrated Computerized System
(ii) Proper Infrastructure & Research Staff
(iii) Proper Recruitment & Training of Judicial Officers
(6) Litigation- An Expensive Affair
(i) Financial Burden on Litigant
(ii) Why Litigation Costs Are So High?
(a) Highly Structured Procedure
(b) Categories of Advocates
(c) Irrational and High Fees
(d) Stretched Long Trials
(e) Multiplicity and High Cost of Appeals
(7) Common Litigant-The Neglected Segment in Judicial Anatomy
(i) Judicial Anatomy
(ii) The Plight of the Litigant and the Problems of the Court
(8) Procedural Clap-Traps: Complex Formalities
(i) Vested Interests in Procedure
(ii) Intricate Language
(iii) Autonomous Procedure
(iv) Courts of Law Not of Justice
(9) Quest for Justice-Decision Not Always Just
(i) The Concept of Justice
(ii) Decision Not Always Just
(iii) Gladiatorial Justice
(iv) Discrimination Against the Poor
(v) Rough Justice v. Real Justice
(vi) Fostering Frivolous Litigation
(10) Outdated Laws
(i) Outdated Methodology
(ii) Reports on Judicial Reform
(a) Law Commission’s Reports
(b) Reports by Legal Luminaries
C. EVALUATION OF NEGOTIATED JUSTICE (ADR)
1. Merits of ADR
(a) Efficacy
(b) Superior Solution
(c) Flexibility
(d) Result Oriented
(e) Lawyers’ Role
(f) Lessening Workload of Courts
(g) Specialist Neutrals
(h) Hybrid Processes
(i) Extensive Choice of Remedies
(j) Better Party Participation
2. Demerits of ADR
(a) Not A Magical Pill For Every Case
(b) Prerequisite of Consent
(c) Unfamiliarity
(d) Disproportionate Negotiating Power
(e) Greater Co-operation Needed
(f) High Fess
(g) Wastage of Time & Money
3. Distinction-ADR & Adjudication
(a) Resource of Ethics
(b) Determination
(c) Compromise
(d) Help v. Rule
(e) Dialogue
(f) Command
(g) Inquiry to Relationship
(h) Application
(i) Focus
(j) Cultural Facts
(k) Value
(1) Rules
(m) Law
(n) Facts
(o) Questions
(p) Presentation
(q) Decision
(r) Interaction
(s) Outcome
(t) Control of Process
(u) Control of End Result
D. JUDICIAL SYSTEM NEEDS OVERHAULING
1. Indian Judicial Setup
2. Peculiar Problems in Indian Courts
3. Corruption in Judicial Sector
4. Globalizing Neo-Liberal Drive
5. Micro-Management of Functions
6. No Easy Solutions
7. Solution: Effective ADR Methods
CHAPTER 4
INDIAN LEGISLATIVE FRAMEWORK
A. UNCERTAINITY OF LAW
1. Pursuit for Justice: An Indian Ideal
2. Break Down of Judicial Vista
B. INDIAN STATUTORY STRUCTURE
(I) Indian Constitution
1. Constitutional Context of ADR
2. Preamble
3. Right to Speedy Trial—A Part of Right to Life
4. Obligation of State to Promote Equal Justice and Free Legal Aid
(II) The Code of Civil Procedure, 1908
1. Suits By or Against Government (S. 80, O. 27)
(a) Objective of Provision
(b) Changes by Orders
(i) Name of Government
(ii) Notice to Central Government
(iii) Notice to State Government
(c) Procedural Privileges
(i) Local Hearing
(ii) Priority
(iii) Timely Notice
(d) Execution of Decrees
2. Family Suits (0.32)
3. Examination of Parties by the Court (Order-X)
4. Part V—Special Proceedings (Arbitration) Section 89
(a) CPC (Amendment) Bill, 1999
(b) Justice Malimath Committee Report
(c) Pre-Existing Provisions of CPC
(d) Section 89—Settlement of Disputes outside the Court
(e) Section 89—A Critical Evaluation
(i) Implementation of Section 89-Literal or Actual
(ii) Interpretation of Section 89
(iii) Decision of Appropriate Process U/S. 89
(1) Merits & Demerits of Process
(2) Consent of Parties
(a) Arbitration
(b) Conciliation
(c) LokAdalat, Mediation and Judicial Settlement
(iv) Settlement in ADR Process-Bindingness
(v) Procedure Under Section 89
(1) Preliminary Hearing
(2) Consideration of Case
(3) Reference to ADR Process
a) Arbitration
b) Conciliation
c) Other Three ADR Process
i) LokAdalat
ii) Mediation
iii) Judicial Settlement
(4) Settlement
a) Making a Decree
b) Settlement Beyond Submission
c) Illegal Terms in Settlement
(5) Following The Consequential Aspects
a) Consent in Arbitration/Conciliation
b) Merit in Other ADR Process
c) Brief Reference
d) Avoid Bias
e) Keep Track of The Matter
f) Sending the Record of Case
(6) Procedure: Only General Guidelines
(7) Section 89 of C.P.C. and Section 8 of AC Act
(8) Acceptability of Court As An Arbitrator
(III) The Family Courts Act, 1984
1. Objective of Family Courts Act, 1984
2. Chapter IV—Procedure (Section 9)
(IV) Hindu Marriage Act, 1955
1. Decree in Proceedings
2. Reconciliation
(V) The Industrial Dispute Act, 1947
1. Main Object of the Industrial Disputes Act
2. Authorities Under the Act
(a) Works Committee
(b) Conciliation Officer
(c) Boards of Conciliation
(d) Courts of Inquiry
(e) Adjudication
(i) Labour Courts
(ii) Industrial Tribunals
(iii) National Tribunals
(f) Grievance Settlement Authorities
(g) Chief Labour Commissioner (Central)
(h) Other Systems
3. Finality of Orders Constituting Boards (Section 9)
4. Reference of Disputes to Boards, Courts or Tribunals (Chapter V)
(a) Reference of Disputes (Section 10)
(b) Reference of Industrial Dispute
(i) Sultan Singh Case-A Landmark Verdict
(iii) Scope of Reference under Section 10
(c) Constitutional Validity of Section 10
5. Voluntary Reference (Section 10-A)
(VI) The Arbitration and Conciliation Act, 1996
1. Origin of Arbitration and Conciliation Act
2. Arbitration Provisions
(a) General
(b) Arbitration Agreements
(c) Arbitral Tribunal
3. Conciliation Provisions
(a) General
(b) Conciliators Stages:
(c) Legal Effect of Settlement Agreement
(d) Conciliator’s Procedure
(e) Disclosure and Confidentiality
(f) Admissions etc
(g) Parallel Proceedings
(h) Conciliator Not to Act as Arbitrator
(VII) Indian Contract Act
1. Void Agreements
2. Agreement in Restraint of Legal Proceedings (Sec. 28)
3. Analysis of Section 28
(a) Agreement Absolutely Restraining Legal Proceedings
(b) Agreement Limiting Time For A Legal Action
(i) Agreement Extinguishing the Rights on Expiry of a Specified Period
(iii) Amendment Act, 1997
(c) Exceptions
(i) Contract to Refer Future Dispute to Arbitration
(ii) Contract to Refer Existing Questions to Arbitration
(VIII) The Legal Services Authorities Act, 1987
1. Legal Aid Movement In India - Its Development And Present Status
(a) Meaning and Definition of Legal Aid
(b) Constitution of India—Legal Aid Pledge
(c) Development of Legal Aid-International Scenario
(d) Development of Legal Aid-National Scenario
2. The Legal Services Authorities Act, 1987
(a) Objective of LSAA
(b) Historical Background
(c) Analysis of Legal Services Authorities Act, 1987
(i) Standing and Structure of Bodies Under LSAA
(1) The National Legal Services Authority
a) Composition of the Central Authority
b) Functions of the Central Authority
c) Coordination Between Central Authority and Agencies
d) Schemes and Measures by the Central Authority
e) Supreme Court Legal Services Committee
(2) State Legal Services Authority
a) Constitution of State Legal Services Authority
b) Functions of the State Authority
c) Coordination between State Authority and Agencies
d) High Court Legal Services Committee
(3) District Legal Services Authority
a) Constitution of District Legal Services Authority
b) Functions of District Authority
c) Coordination Between District Authority And Other Agencies
(4) Taluk Legal Services Committee
a) Constitution of Taluk Legal Services Committee
b) Functions of Taluk Legal Services Committee
(ii) Lok Adalats
(1) Organisation of Lok Adalats
(2) Cognizance of Cases by Lok Adalats
(3) Award of Lok Adalat
(4) Powers of Lok Adalat
(5) Types of Regular Lok Adalats
(a) Continuous Lok Adalat
(b) Daily LokAdalat
(c) Mobile LokAdalat
(d) Mega LokAdalat
(e) National LokAdalat
(iii) Pre-Litigation Conciliation and Settlement
(1) Definitions
(2) Establishment of Permanent Lok Adalats
(3) Cognizance of Cases by Permanent Lok Adalat
(4) Procedure of Permanent Lok Adalat
(5) Finality of Award
C. FINAL COMMENT
CHAPTER 5
ADR IN GLOBAL CONTEXT
A. GLOBAL' NECESSITY OF ADR
1. ADR Legislation- A Must for Each Country
2. ADR in Developing & Developed Countries
B. ADR IN DIVERSE COUNTRIES
(I) ADR in United States of America
1. Past Perspectives
2. CDR Centers
3. Dispute Resolution in Judicial Structure
(a) Federal Courts
(b) State Courts
(i) California
(ii) Connecticut
(iii) Minnesota
(iv) New Jersey
(v) North Carolina
(vi) Texas
4. Government Agencies and ADR
5. ADR in Commercial Sector
6. ADR & USA Legal Firms
(II) ADR in United Kingdom
1. Civil Procedure Rules
2. Small Claims Mediation at Manchester County Court
3. Mediation Week
4. National Mediation Helpline (NMH)
5. The Proportionate Dispute Resolution Team
6. Centre for Effective Dispute Resolution (CEDR)
7. Pilot Schemes
8. Civil Mediation Council
(III) ADR in Australia
1. Australian Centre for Peace and Conflict Studies (ACPACS) .. 266
(a) 5-8 October 2006, Brisbane: Mediation Course
(b) 20-21 October 2006, UQ St Lucia Campus: Advanced Mediation Course
(c) 23-26 November 2006, Brisbane: Mediation Course
2. Bond Dispute Resolution News
3. Asia Pacific Mediation Forum Peace Prize
(a) Asia-Pacific Mediation Forum Conference, Fiji, 26-30 June 2006
(b) UNESCO Prize for Peace Education 2006
4. Mediator Accreditation
5. Australian National Mediation Conference, Hobart, May 2006
6. The Alternative Dispute Resolution Association of Queensland (‘ADRAQ’)
(a) General
(b) Mission
(c) Objectives
(d) Benefits of Membership
(e) Activities
(i) General Meetings
(ii) Annual General Meetings
(iii) Interests for Year 2000
7. The Victorian Association for Dispute Resolution (VADR)
(a) Objectives
(b) Wide Range of Methods
8. The South Australian Dispute Resolution Association (SADRA)
(a) General
(b) Objectives of SADRA
9. National Mediator Accreditation Committee
10. Mediation Standards Board
(IV) ADR in Sri Lanka
1. Employment Mediation
2. Mediation
(a) Conciliation Boards Act, 1958
(b) Mediation Boards Act, 1988
(i) Legal Framework
(ii) Independence
(iii) Training
(iv) Categories of Disputes
(v) Commercial Mediation
(vi) Informal Environment
(vii) High Settlement Rate
(viii) Voluntary Settlement
(ix) Recourse
(c) Mediation at Appellate Court Level
3. Arbitration
(a) Arbitration Act, 1995
(b) The Salient Features of the Act
(c) Sri Lankan Arbitration Act and Indian Arbitration and Conciliation Act: A Comparison
(d) Sri Lanka National Arbitration Centre
(V) ADR in Hong Kong
1. General
2. ADR in Hong Kong
(a) Hong Kong- A Good Arbitration Venue
(b) Hong Kong Legal System
(c) Chartered Institute of Arbitrators
(d) Mediation- A Traditional Concept
(e) Hong Kong International Arbitration Centre (HKIAC)
(f) ADR in Shipping Industry
(g) ADR in Construction Industry
(i) Hong Kong- A Vibrant and Exciting City
(ii) Dispute Resolution
(1) Two Sets of Arbitration Rules
(2) Government Contracts-Three Stage Program
(3) Standing Dispute Review Board
(4) Dispute Resolution Adviser
(h) ADR in Securities and Stocks
(i) Hong Kong- Emerging Dispute Resolution Centre
(VI) ADR in New Zealand
1. Historical Background
2. Arbitration Act, 1996
(a) General legislation
(b) Specific legislation
3. Other ADR Procedures
(a) Statutory systems
(b) Private Use
4. The Arbitrators’ And Mediators’ Institute of New Zealand Inc. 297
5. The Massey University- Dispute Resolution Course
C. GLOBAL ADR INSTITUTIONS
1. Permanent Court of Arbitration (PCA)
2. World Trade Organization (WTO)
3. International Chamber of Commerce (ICC)
4. Court of Arbitration for Sport (CAS)
5. United Nations Commission on International Trade Law (UNCITRAL)
6. Institute for the Study and Development of Legal Systems
7. Institute for Mediation and Conflict Resolution
8. Other Treaties
D. ONLINE ADR SYSTEM
1. Functioning of the Online ADR System
2. Assessment of Online Institutions
(a) Better Business Bureau Online: www.bbbonline.com
(b) Clickosettle.com
(c) Squaretrade.com
(d) Settleonline.com
(e) Eresolution.ca
(f) Wecansettle.com
(g) www.onlineresolution.com
3. Recent Developments in Online ADR
4. Providing Online Resolution In India-Potential & Prospect
CHAPTER 6
EMERGING PERSPECTIVES IN INDIA
A. ADR—CONSTITUTIONAL GOAL OF JUSTICE
1. Establishment of Administrative Tribunals
2. ADR—Part of Natural Justice and Rule of Law
B. ADR TRENDS IN INDIA
(I) ADR in Action in Indian States
1. Andaman & Nicobar
2. Andhra Pradesh
3. Bihar
4. Chandigarh
5. Delhi Mediation Programme in Delhi
6. Goa
7. Gujrat
8. Haryana
(a) Counselling and Conciliation Centres
(b) Permanent Lok Adalats Pertaining to Utility Services
9. Himachal Pradesh
10. Jammu & Kashmir
11. Jharkhand
12. Karnataka
13. Kerala
14. Madhya Pradesh
15. Maharashtra
16. Meghalaya
17. Nagaland
18. Odisha
19. Punjab
20. Rajasthan
21. Sikkim
22. Tamil Nadu
23. Telangana
24. Tripura
25. Uttar Pradesh
26. Uttarakhand
27. West Bengal
(II) IMPORTANT CONFERENCES, SEMINARS AND WORKSHOPS
ON ADR IN INDIA
1. International Conference on ADR and Case Management Conference Structure:
2. Workshop on Amendments in the Arbitration and Conciliation Act 1996
3. Meeting of the Eastern Regional Executive Committee of ICA
4. Interactive Meeting on ADR in Maritime Disputes
5. Interactive Meeting of Experts on Arbitration
6. Workshop on “ADR and Section 89 of the CPC”
7. Seminar on “Counseling and Conciliation”
8. Conference on ADR, Legal Literacy and Lok Adalat
9. Seminar on the “Role of Judicial Officers and Lawyers and ADR”
10. Workshop on “Mediation and Conciliation”
11. Symposium on Lok Adalats As A Mode of ADR”
12. Workshop on “ADR for Judicial Officers and Lawyers”
13. Conference on “ADR, Conciliation and Mediation”
14. Seminar/Workshop on “ADR”
15. Workshop on "Importance of Mediation in Resolving Matrimonial Disputes"
16. Workshop on “Alternative Dispute Resolution”
17. Workshop on “Implementation of ADR”
18. Seminar on ADR
19. International Conference on ADR
20. Meetings of Law Ministers and Law Secretaries
21. Conference of Chief Ministers and the Chief Justices
22. Conference of Chief Justices of High Courts and Chief Ministers of States
23. Refresher Course on Mediation
24. Seminar on Mediation and Role of Referral Judge
25. Seminar on Justice for Migrants
26. NALSA’s Regional Conference On Child
27. Conference On Unorganized Workers
28. Workshop on Transgender People
29. Conference on North-East People
30. Workshop on ADR Methods
31. Seminar on Crime against Women and Senior Citizens
32. Workshop for Judicial Officers at Ambala
33. Workshop for Sensitization on Juvenile Law
34. Internship Programmes
35. Raahgiri Day
36. ACRM Programme
37. Special Seminar-Cum-Workshop On VCS
38. Seminar On Anti Drug Abuse
39. Workshop On Legal Literacy Mission
40. Regional Conference on Mediation
41. Workshop cum Training Programme on Drugs Abuse
(III) NYAYA PANCHAYATS IN INDIA
1. General
2. Nyaya Panchayats in India
3. Failure of Nyaya-Panchyats: Analysis of Various Committees’ Reports
(a) Maharastra Committee
(b) The Study Team on Nayaya Panchayats
(c) Gujrat Legal Aid Committee Report
(d) Committee on National Juridicare
(e) Paper of Law Commission of India
4. Jurisdiction of Nyaya Panchayats
(a) Civil Jurisdiction
(b) Criminal Jurisdiction
5. Need of Nyaya Panchayats
(IV) GRAM NYAYALAYAS IN INDIA
1. General
2. Gram Nyayalayas in India
(a) Concept of Gram Nyayalayas
(b) Steps Taken By State Governments
(i) Chhattisgarh
(ii) Meghalaya
(iii) Madhya Pradesh
(V) LOK ADALATS IN INDIA
1. General
2. History of the Lok Adalat Movement
3. Methodology
4. Types of Cases at Lok Adalats
6. Referral to Lok Adalats
a) Case pending before the court
b) Any dispute at Pre-Litigative Stage
7. Resources and Achievements of Lok Adalats
(VI) MOBILE COURTS IN MADHYA PRADESH
1. General
2. Analysis of Mobile Courts
3. Impact of Mobile Courts
(a) Acess to Adminstrative Departments
(b) Building Confidence
(VII) CONCILIATION COURTS IN HIMACHAL PRADESH
(VIII) CONTRIBUTION OF ORGANISATIONS
1. ICADR—International Centre for Alternative Dispute Resolution
(a) General
(b) Objectives of ICADR
2. Indian Council of Arbitration -India’s Apex Arbitral Institution
(a) General
(b) Activities
(c) International Co-operation Agreements
3. Malaviya Centre for Peace Research (MCPR)
4. Meta-Culture
(a) General
(b) Achievements
(i) Interactive Presentation on ADR
(ii) Presentation and Discussion on ADR
(iii) Conflict Resolution Day
5. International Chamber of Commerce, INDIA
6. Indian Institute of Arbitration & Mediation
(IX) PROSPECT OF ONLINE ADR IN INDIA
1. ODRM in E-Commerce & Internet Contracts
2. Necessity of Online ADR in India
(a) Existence of A Well-Established Arbitral Institution
(b) Less Operating Costs
(c) Misunderstanding of Legal Standing
(d) Streamlining Continuing Relationship
3. Crucial Role of Indian Council of Arbitration
4. Co-operation of Indian IT Sector
(X) INSIGHTS IN GRAM NYAYALAYA ACT 2008
1. Salient Features of the Act
2. Efforts of the Government
(XI) National Litigation Policy, 2010
1. Initial Observations
2. Highlights of NLP
3. Review of NLP 2010
(i) Vague Phraseology
(ii) Philosophical Document
(iii) Incomplete Text
(iv) Superficial Supervision
(v) No Monitoring Mechanism
CHAPTER 7
ARBITRATION AND CONCILIATION ACT, 1996
A. AMALGAMATION OF JUDICIAL SYSTEM
1. Need of Permanent ADR Forums
2. Role of Courts in ADR Promotion
B. THE ARBITRATION AND CONCILIATION ACT, 1996
1. Objective & Scheme of the Act
(a) Objective of the Act
(b) Scheme of the Act
2. Preamble of the Act
(a) Preamble
(b) Commentary on Preamble
3. PRELIMINARY
(a) Short Title, Extent & Commencement
(b) Application of the Act
(c) Date of Enforcement
(d) Minimization of Supervisory Role of Courts
(e) Both Domestic & International Arbitration
(f) Use of Statement of Objects and Reasons
(g) Interpretation of Act
4. PART I—ARBITRATION
(a) Chapter I—General Provisions
(1) Section 2—Definitions
(2) Receipt of Written Communications (S. 3)
(3) Waiver of Right to Object (S.4)
(4) Extent of Judicial Intervention (S.5)
(5) Administrative Assistance (S.6)
(b) Chapter II—Arbitration Agreement
(1) Arbitration Agreement (S.7)
(i) Arbitration Agreement-Definition
(ii) Arbitration Agreement-Requirements
(iii) What Constitutes An Arbitration Agreement?- Principles
(a) Intention of the Parties
(b) Clause Relating to Settlement of Disputes
(c) Specific & Direct Intent of Settling the Dispute by Arbitration
(d) Use of the Word ‘Arbitration’ or ‘Arbitrator’- Not Enough
(2) Power to Refer Parties to Arbitration (S.8)
(3) Interim measures etc. by Court (S.9)
(c) Chapter III—Composition of Arbitral Tribunal
(1) Number of Arbitrators (S. 10)
(i) Arbitrator-Meaning and Definition
(ii) Agreement on Number of Arbitrator
(iii) Failure of Determination
(2) Appointment of Arbitrators (S. 11)
(i) Nationality of Arbitrator
(ii) Appointment of Arbitrator- Procedure
(iii) Arbitration with Three Arbitrators
(iv) Appointment of Arbitrator by Chief Justice
(3) Power of Central Government to Amend Fourth Schedule (S. 11 A)
(i) Power to Amend
(ii) Procedure
(4) Grounds For Challenge (S. 12)
(i) Written Disclosure before Appointment
(ii) Written Disclosure after Appointment
(iii) Grounds for Challenging the Appointment
(iv) Challenge After Appointment
(5) Challenge Procedure (S. 13)
(i) Grounds of Challenge
(ii) Procedure of Challenge
(iii) Sections 13(5) and 34
(6) Failure or Impossibility to Act (S. 14)
(i) Grounds of Termination
(ii) Controversy on Grounds
(iii) Acceptance of Grounds
(7) Termination of Mandate & Substitution of Arbitrator (S. 15)
(i) Additional Grounds
(ii) Substitution of Arbitrator
(iii) Repetition of Hearings
(iv) Saving Clause
(d) Chapter IV—Jurisdiction of Arbitral Tribunals
(1) Competence of Arbitral tribunal to Rule on Its Jurisdiction (S. 16)
(i) Arbitral Tribunal May Rule On Its Own Jurisdiction
(ii) Plea of Jurisdiction
(iii) Arbitral Tribunal—Exceeding the Authority
(iv) Arbitral Tribunal to Make Award
(2) Interim Measures Ordered By Arbitral Tribunal (S. 17)
(i) Not Present in Old Law
(ii) Interim Measures: Concept
(iii) Interim Measures
(iv) Status of Section 17 Order
(v) Difference between Section 9 & 17
(e) Chapter V—Conduct of Arbitral Proceedings
(1) Equal Treatment of Parties (S. 18)
(i) Arbitrator to Follow Natural Justice
(ii) Standard of A Reasonable Man
(iii) Section 18—Not A ground to Challenge Award
(2) Determination of Rules of Procedure (S. 19)
(i) Arbitrator Not Bound By CPC & Evidence
(ii) Autonomy of Parties In Procedure
(iii) Power of Arbitral Tribunal to Determine
(3) Place of Arbitration (S.20)
(i) Parties to Choose POA
(ii) POA By Tribunal
(iii) Place of proceedings
(4) Commencement of Arbitral Proceedings (S.21)
(i) Order of Reference—Not Required
(ii) Date of Commencement—The Test
(iii) Commencement of Arbitral Proceedings—Few Facts
(5) Language (S.22)
(i) Choice of Language-Parties or Tribunal
(ii) All Documents in Adopted language
(6) Statements of Claim & Defence (S. 23)
(i) Statement of Claim or Defence
(ii) Cite Reference or Submit Documents
(iii) Set Off & Counter Claim
(iv) Amendment or Supplement
(7) Hearings & Written Proceedings (S.24)
(i) Proceedings—Oral or Documentary
(ii) Proper Communication
(8) Default of A Party (S.25)
(i) Default of A Party !
(ii) Sufficient Cause—Meaning Of ..........
(9) Expert Appointed By Arbitral Tribunal (S.26)
(10) Court Assistance In Taking Evidence (S.27)
(i) Assistance of Court In Taking Evidence
(ii) Contents of Application
(iii) Order of The Court
(iv) Same Processes By Court
(v) Defaulters—Disadvantages, Penalties & Punishments
(vi) Expression—“Processes”
(f) Chapter VI—Making of Arbitral Award & Termination of Proceedings
(1) Rules Applicable to Substance of Dispute (S.28)
(i) Domestic Arbitration
(ii) Autonomy to Designate the Law
(iii) Power of Arbitrator to Decide In Justice
(iv) Terms of Contract And Trade Usages
(2) Decision Making By Panel of Arbitrators (S. 29)
(i) Rule of Majority
(ii) Over-Riding Effect of Section 29(2)
(iii) Umpire System
(iv) Intervention of Court in Matter of Interest
(3) Time Limit for Arbitral Award (S.29A)
(i) Period of 12 Months
(ii) Additional Fess
(iii) Extension of Time
(iv) Mandate of Arbitrator: Termination & Extension
(v) Reduction of Fess
(vi) Conditions by Court
(vii) Substitution of Arbitrator
(viii) Continuation of Previous Tribunal
(ix) Costs: Actual or Exemplary
(x) Timely Disposal
(4) Fast.............. Track Procedure (S. 29B)
(i) Agreement of Parties
(ii) Sole Arbitrator
(iii) Fast Track Procedure
(a) No Oral Hearing
(b) Further Information or..... Clarification
(c) Provision for Oral Hearing
(d) Less Formalities
(iv) Making of Award
(v) Section 29A to Apply
(vi) Payment: Fees & Manner
(5) Settlement (S.30)
(i) Power to Use ADR Methods
(ii) Arbitral Award On Agreed Terms
(6) Form & Contents of Arbitral Award (S.31)
(i) Written & Signed—Complete Award
(ii) Majority Principle
(iii) Speaking Award
(iv) Date & Place of Arbitration
(v) Delivery of Award
(vi) Interim Arbitral Award
(vii) Question of Interest
(viii) Costs of Arbitration
(7) Regime for Costs (S. 31A)
(i) Determination of the Costs
(ii) Definition of Costs
(iii) Rules for Payment of Costs
(iv) Consideration of Circumstances
(v) Order to Pay
(vi) Special Agreement
(8) Termination of Proceedings (S.32)
(i) When Proceedings Terminate
(ii) Order For The Termination
(iii) Automatic Termination of Proceedings
(9) Correction & Interpretation of Award; Additional Award (S.33)
(i) Correction & Interpretation of Award
(ii) Time Limit For Correction & Interpretation
(iii) Additional Award & Its Time Limit
(iv) Extension of Time
(v) Section 31 to Apply
(g) Chapter VII—Recourse Against Arbitral Award
(1) Application for Setting Aside Arbitral Award (S.34)
(2) Elucidation of Section 34
(i) Grounds Available to Party
(ii) Additional Grounds—Vested Powers of Court
(iii) Setting Aside Award
(iv) Limitation Period
(v) Stay of Proceedings
(vi) Section 34 and Section 3(5)
(vii) Connotation of Public Policy
(h) Chapter VIII—Finality & Enforcement of Arbitral Awards
(1) Finality of Arbitral Awards (S.35)
(2) Enforcement (S.36)
(i) Enforcement of Award
(ii) Unenforceability
(iii) Stay of Operation
(i) Chapter IX—Appeals
(1) Appealable Orders (S.37)
(2) Elucidation of Section 37
(j) Chapter X—Miscellaneous
(1) Deposits (S.38)
(2) Lien on Arbitral Award & Deposits As to Costs (S.39)
(3) Arbitration Agreement Not to Be Discharged By Death of Party Thereto (S.40)
(4) Provisions In Case of Insolvency (S.41)
(5) Jurisdiction (S.42)
(6) Limitations (S.43)
(i) Limitation Law Applicable to Arbitration Proceedings
(ii) Date of Commencement
(iii) Extension of Time
(iv) Exclusion of Time
(v) Limitation Act, 1963-Applicablity
5. PART II—ENFORCEMENT OF CERTAIN FOREIGN AWARDS
(a) Chapter I—New York Convention Awards
(1) Definition (S.44)
(i) Meaning of Foreign Award
(ii) Definition of Foreign Arbitration
(iii) Agreement in Writing for Arbitration
(iv) Notified Territories
(v) Foreign Award and Domestic Award
(vi) Expressions—Commercial and Commercial Relationships
(viii) Expression—Law in Force in India
(ix) Arbitration Agreement-Source of Power
(x) Selection of Place
(2) Power of Judicial Authority to Refer Parties to Arbitration (S.45)
(i) Request—When Can Be Declined
(ii) Agreement Incorporated by Reference
(iii) Expression—‘Shall’
(iv) Section 45 and Section 3 of 1961 Act
(v) Section 45—Application and Scope
(3) When Foreign Award Binding (S.46)
(4) Evidence (S.47)
(i) Documentary Evidences
(ii) English Translation
(iii) Meaning of Court
(iv) No Need of Separate Proceedings
(v) Observance of Limitation Law
(5) Conditions For Enforcement of Foreign Awards (S.48)
(i) Grounds Available to Party
(a) Incapacity of Parties or Invalid Agreement
(b) Improper Notice or Denial of Presentation
(c) Decisions on Matters Not Submitted
(d) Arbitral Authority or Procedure Inconsistent with Agreement or Law
(e) Non-Binding or Terminated or SuspendedAward
(ii) Additional Grounds—Vested Powers of Court
(a) Non-Arbitrable Subject Matter
(b) Enforcement Contrary to Public Policy of India
(iii) Suitable Security
(iv) A Critique of Section 48
(v) Enforceability, Recognition and Execution of Foreign Award
(6) Enforcement of Foreign Awards (S.49)
(7) Appealable Orders (S.50)
(8) Saving (S.51)
(9) Chapter II—Not to Apply (S.52)
(b) Chapter II—Geneva Convention Awards
(1) Interpretation (S.53)
(2) Power of Judicial Authority to Refer Parties to Arbitration (S.54)
(3) Foreign Awards When Binding (S.55)
(4) Evidence (S.56)
(5) Conditions For Enforcement of Foreign Awards (S.57)
(i) Conditions For Enforcement Refusal of Enforcement
(iii) Extra Grounds For Refusal
(6) Enforcement of Foreign Awards (S. 58)
(7) Appealable Orders (S. 59)
(8) Saving (S.60)
6. PART III—CONCILIATION
(1) Application and Scope (S.61)
(2) Commencement of Conciliation Proceedings (S. 62)
(3) Number of Conciliators (S.63)
(4) Appointment of Conciliators (S.64)
(5) Submission of Statements to Conciliator (S.65)
(6) Conciliator Not Bound By Certain Enactments (S.66)
(7) Role of Conciliator (S.67)
(8) Administrative Assistance (S.68)
(9) Communication Between Conciliator and Parties (S. 69)
(10) Disclosure of Information (S. 70)
(11) Co-operation of Parties with Conciliator (S.71)
(12) Suggestions by Parties For Settlement of Dispute. (S.72)
(13) Settlement Agreement (S.73)
(14) Status and Effect of Settlement Agreement (S.74)
(15) Confidentiality (S.75)
(16) Termination of Conciliation Proceedings (S. 76)
(17) Resort to Arbitral or Judicial Proceedings (S.77)
(18) Costs (S.78)
(19) Deposits (S.79)
(20) Role of Conciliator In Other Proceedings (S.80)
(21) Admissibility of Evidence In Other Proceedings (S.81)
7. PART IV—SUPPLEMENTARY PROVISIONS
(1) Power of High Court to Make Rules (S.82)
(2) Removal of Difficulties (S.83)
(3) Power to Make Rules (S.84)
(4) Repeal and Savings (S.85)
(i) Applicability of the New Act to Arbitral Awards
(ii) Arbitration Agreement Entered Under The 1940 Act
(iii) Proceedings Commenced Under 1940 Act & Award Under 1996 Act
(iv) Effect of Consent & Applicability of 1996 Act
(5) Repeal of Ordinance 27 of 1996 and Saving (S. 86)
8. THE FIRST SCHEDULE—CONVENTION ON THE
....... RECOGNITION AND ENFORCEMENT OF FOREIGN ARBITRAL AWARDS
....... ARTICLE I
....... ARTICLE II
....... ARTICLE III
....... ARTICLE IV
....... ARTICLE V
....... ARTICLE VI
....... ARTICLE VII
....... ARTICLE VIII
....... ARTICLE IX
....... ARTICLE X
....... ARTICLE XI
....... ARTICLE XII
....... ARTICLE XIII
....... ARTICLE XIV
....... ARTICLE XV
....... ARTICLE XVI
9. THE SECOND SCHEDULE—PROTOCOL ON ARBITRATION CLAUSES
10. THE THIRD SCHEDULE—CONVENTION ON THE EXECUTION OF FOREIGN ARBITRAL AWARDS
....... ARTICLE 1
....... ARTICLE 2
....... ARTICLE 3
....... ARTICLE 4
....... ARTICLE 5
....... ARTICLE 6
....... ARTICLE 7
....... ARTICLE 8
ARTICLE 9
ARTICLE 10
ARTICLE 11
11 THE FOURTH SCHEDULE
12 THE FIFTH SCHEDULE
Arbctrator's Relationship with the Parties or Counsel
Relationship of the Arbitrator to the Dispute
Arc "ator s Direct or Indirect Interest in the Dispute
Previous Services for One of the Parties or Other Involvement in the Case
Relationship between an Arbitrator and another Arbitrator or Counsel
Relationship between Arbitrator and Party and Others Involved in the Arbitration
Other Circumstances
13. THE SIXTH SCHEDULE
14. THE SEVENTH SCHEDULE
Arbitrator’s Relationship with the Parties or Counsel
Relationship of the Arbitrator to the Dispute
Arbitrator’s Direct or Indirect Interest in the Dispute
Act Not to Apply to Pending Arbitral Proceedings
Repeal and Savings
15. APPOINTMENT OF ARBITRATORS BY THE CHIEF JUSTICE OF INDIA SCHEME, 1996
16. GUIDELINES FOR ARBITRATORS AND THE PARTIES TO ARBITRATION FOR
EXPEDITIOUS CONDUCT OF ARBITRATION PROCEEDINGS
1. Guidelines For Arbitrators
2. Guidelines For Parties
3. Guidelines For Arbitration Committee
17. RECOMMENDATIONS
1. Establishment of Students Legal Services Clinic (SLSC)
(a) Composition of SLSC
(b) Functions of SLSC
2. Establishment of Nyaya Panchayats
3. Creation of Conciliation Cell at District Level
4. Establishment of Mobile Courts
5. Fixed Time in Resolution by ADR
6. Role of the Courts
7. ADR at Appeal Level
8. Creation of Independent ADR Cell in Department
9 Promotion of ADR
10 Is Gram Nyayalyas Act 2008 a good legislation?
11. Implementation of Law Commission’s 176th Report
12. Providing Online Resolution
13. Suggestion for Model Litigation Policy
D. CONCLUDING WORDS
APPENDICES
A. THE GRAM NYAYALAYAS ACT, 2008
B. LIST OF INTERNATIONAL ARBITRAL CENTERS
C. THE NYAYA PANCHAYATS BILL, 2009
D. ICC RULES OF ARBITRATION AND CONCILIATION, 1988
E. RULES OF ARBITRATION OF THE INDIAN COUNCIL OF ARBITRATION
F. ICA RULES OF CONCILIATION
G. A CODE OF CONDUCT
H. NATIONAL LITIGATION POLICY, 2010 |